Filing Details
- Accession Number:
- 0001104659-12-081526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 16:51:43
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 16:51:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1315695 | Rockwood Holdings Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334318 | J Robert Zatta | C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 | Senior Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2012-11-29 | 26,564 | $31.73 | 149,186 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2012-11-29 | 14,299 | $23.79 | 163,485 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-11-29 | 21,364 | $44.69 | 142,121 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2012-11-29 | 14,299 | $44.69 | 127,822 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2012-11-29 | 26,564 | $0.00 | 26,564 | $31.73 |
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2012-11-29 | 14,299 | $0.00 | 14,299 | $23.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-16 | No | 4 | M | Direct | |
| 7,149 | 2016-12-11 | No | 4 | M | Direct |
Footnotes
- The price reported above reflects the weighted average sale price for price increments ranging from $44.48 to $44.788. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The price reported above reflects the weighted average sale price for price increments ranging from $44.48 to $44.78. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- These time-based options were granted on May 16, 2007 and vested in three equal annual installments beginning on December 31, 2008.
- These time-based options were granted on December 11, 2009 and vest in three equal annual installments beginning on December 31, 2010.
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