Filing Details
- Accession Number:
- 0001209191-12-055374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 16:48:44
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 16:48:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268489 | S David Wichmann | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp & Cfo, Pres Uhg Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-29 | 200,000 | $22.51 | 536,146 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 112,500 | $29.40 | 648,646 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 37,500 | $26.95 | 686,146 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 75,000 | $31.54 | 761,146 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 75,000 | $33.12 | 836,146 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 154,000 | $42.30 | 990,146 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 154,000 | $39.85 | 1,144,146 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 808,000 | $53.88 | 336,146 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 200,000 | $0.00 | 200,000 | $22.51 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 112,500 | $0.00 | 112,500 | $29.40 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 37,500 | $0.00 | 37,500 | $26.95 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 75,000 | $0.00 | 75,000 | $31.54 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 75,000 | $0.00 | 75,000 | $33.12 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 154,000 | $0.00 | 154,000 | $42.30 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-29 | 154,000 | $0.00 | 154,000 | $39.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-12 | No | 4 | M | Direct | |
0 | 2013-11-28 | No | 4 | M | Direct | |
0 | 2007-11-28 | 2013-11-28 | No | 4 | M | Direct |
0 | 2014-08-06 | No | 4 | M | Direct | |
0 | 2014-08-06 | No | 4 | M | Direct | |
0 | 2014-12-07 | No | 4 | M | Direct | |
0 | 2014-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 220 | Indirect | by 401(k) |
Footnotes
- This transaction was executed in multiple trades ranging from $53.53 to $54.565 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock options vested at a rate of 25% annually on February 12 from the years 2004 through 2007.
- The stock options vested at a rate of 33% annually on November 28 from the years 2004 through 2006.
- The stock options vested at a rate of 50% annually on August 6 in the years 2007 and 2008.
- The stock options vested at a rate of 50% annually on August 6 in the years 2005 and 2006.
- The stock options vested at a rate of 50% annually on December 7 in the years 2005 and 2006.
- The stock options vested at a rate of 50% annually on December 7 in the years 2007 and 2008.