Filing Details
- Accession Number:
- 0001209191-12-055347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 16:19:30
- Reporting Period:
- 2012-08-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 16:19:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225607 | P James Rogers | 200 South Wilcox Kingsport TN 37660 | Chrm Of The Board, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-29 | 66,000 | $26.76 | 256,735 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 66,000 | $60.51 | 190,735 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 65,200 | $18.30 | 255,935 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 65,200 | $60.60 | 190,735 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-08-29 | 16,453 | $0.00 | 12,363 | No | 5 | G | Indirect | By GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By GRAT |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-29 | 66,000 | $0.00 | 66,000 | $26.76 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-29 | 65,200 | $0.00 | 65,200 | $18.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-11-01 | 2015-10-31 | No | 4 | M | Direct |
0 | 2011-10-28 | 2018-10-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,096 | Indirect | By ESOP |
Common Stock | 14,565 | Indirect | By 401(k) |
Footnotes
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $60.50 to $60.56.
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $60.50 to $60.81.
- The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.