Filing Details
- Accession Number:
- 0001528215-12-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 14:59:48
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 14:59:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
4187 | Industrial Services Of America Inc | IDSA | Sanitary Services (4950) | 590172746 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528215 | Treadway David Russell | 7100 Grade Lane Louisville KY 40213 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-26 | 1 | $2.52 | 52,697 | No | 4 | P | Indirect | Held by IRAs |
Common Stock | Acquisiton | 2012-11-28 | 792 | $2.62 | 45,297 | No | 4 | P | Indirect | Held by 401K Plan |
Common Stock | Acquisiton | 2012-11-29 | 297 | $2.59 | 45,594 | No | 4 | P | Indirect | Held by 401K Plan |
Common Stock | Disposition | 2012-12-01 | 1,090 | $2.56 | 75,362 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by IRAs |
No | 4 | P | Indirect | Held by 401K Plan |
No | 4 | P | Indirect | Held by 401K Plan |
No | 4 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 297,700 | Indirect | Held by David T. Russell Trust |
Common Stock | 61,798 | Indirect | Held in Custodial Accounts for Minor Children |
Common Stock | 3,279 | Indirect | Held in Custodial Account for Stepson |
Common Stock | 34,549 | Indirect | Held by 457 Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | $4.94 | 2012-05-15 | 2017-05-15 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-05-15 | 30,000 | 30,000 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to Industrial Services of America, Inc., any security holder of Industrial Services of America, Inc., or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Last sale price as of 11/30/2012. Gift was initiated on 12/1/2012, a Saturday.
- Donated on 12/1/2012 to Schwab Charitable Fund, a 501(c)3 charity. It is this charity's policy to sell the shares immediately upon receipt. This charity does not seek to benefit from holding shares. The number of shares disposed of through this gift exactly matches the number of shares acquired in the transactions listed on this form.
- Shares held in a custodial account for stepson who lives with the reporting person. These shares were previously not reported since the reporting person disclaimed any ownership or control over these shares. Stepson has now reached the age of majority and this ownership is reported in the interest of full disclosure. Reporting person continues to disclaim any ownership or control over these shares.