Filing Details

Accession Number:
0001528215-12-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-12-03 14:59:48
Reporting Period:
2012-11-26
Filing Date:
2012-12-03
Accepted Time:
2012-12-03 14:59:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4187 Industrial Services Of America Inc IDSA Sanitary Services (4950) 590172746
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528215 Treadway David Russell 7100 Grade Lane
Louisville KY 40213
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-26 1 $2.52 52,697 No 4 P Indirect Held by IRAs
Common Stock Acquisiton 2012-11-28 792 $2.62 45,297 No 4 P Indirect Held by 401K Plan
Common Stock Acquisiton 2012-11-29 297 $2.59 45,594 No 4 P Indirect Held by 401K Plan
Common Stock Disposition 2012-12-01 1,090 $2.56 75,362 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by IRAs
No 4 P Indirect Held by 401K Plan
No 4 P Indirect Held by 401K Plan
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 297,700 Indirect Held by David T. Russell Trust
Common Stock 61,798 Indirect Held in Custodial Accounts for Minor Children
Common Stock 3,279 Indirect Held in Custodial Account for Stepson
Common Stock 34,549 Indirect Held by 457 Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $4.94 2012-05-15 2017-05-15 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-05-15 30,000 30,000 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to Industrial Services of America, Inc., any security holder of Industrial Services of America, Inc., or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth above.
  2. Last sale price as of 11/30/2012. Gift was initiated on 12/1/2012, a Saturday.
  3. Donated on 12/1/2012 to Schwab Charitable Fund, a 501(c)3 charity. It is this charity's policy to sell the shares immediately upon receipt. This charity does not seek to benefit from holding shares. The number of shares disposed of through this gift exactly matches the number of shares acquired in the transactions listed on this form.
  4. Shares held in a custodial account for stepson who lives with the reporting person. These shares were previously not reported since the reporting person disclaimed any ownership or control over these shares. Stepson has now reached the age of majority and this ownership is reported in the interest of full disclosure. Reporting person continues to disclaim any ownership or control over these shares.