Filing Details
- Accession Number:
- 0001209191-12-055256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 13:56:44
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 13:56:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1536035 | Roundy's Inc. | RNDY | Retail-Grocery Stores (5411) | 272337996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540953 | W Darren Karst | 875 E Wisconsin Ave. Milwaukee WI 53202 | Evp, Cfo & Assistant Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2012-11-29 | 600 | $4.40 | 449,510 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2012-11-30 | 1,000 | $4.64 | 450,510 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2012-11-30 | 4 | $4.73 | 450,514 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 | Acquisiton | 2012-11-30 | 396 | $4.75 | 450,910 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 109,722 | Indirect | See Footnote |
Footnotes
- The Darren W. Karst 2010 Grantor Retained Annuity Trust (the "Karst Trust") is the record owner of these shares. Darren W. Karst is the trustee of the Karst Trust and has sole voting and investing power with respect to the shares held by the KarstTrust.