Filing Details
- Accession Number:
- 0001459221-12-000037
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 12:04:27
- Reporting Period:
- 2012-11-30
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 12:04:27
- Original Submission Date:
- 2012-12-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901806 | E Robert Griffin | 817 Maxwell Avenue Evansville IN 47717 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-30 | 10,000 | $5.15 | 1,050,380 | No | 4 | P | Indirect | Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Family Limited Partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,800,000 | Indirect | Family Limited Liability Company |
Common Stock | 358,592 | Direct |
Footnotes
- Mr. Robert Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company except to the extent of his pecuniary interest therein. All shares held by the family limited partnership and the family limited liability company are also deemed to be beneficially owned by Mr. Patrick Griffin, the son of Mr. Robert Griffin which shares previously have been, and continue to be, included by Mr. Patrick Griffin in his Section 16 reports.
- The numbers listed in the Amount of Securities Beneficially Owned Following Reported Transactions were transposed in the Form 4 filed 12/03/2012. All other information is unchanged from the original Form 4 filing.