Filing Details
- Accession Number:
- 0001365555-12-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-12-03 10:51:52
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-12-03
- Accepted Time:
- 2012-12-03 10:51:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403787 | Harry Schlachter | Amtrust Financial Services Inc 59 Maiden Lane 6Th Floor New York NY 10038 | Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-29 | 5,063 | $13.22 | 24,603 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 15,429 | $12.70 | 40,032 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 14,466 | $28.05 | 25,566 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-11-29 | 5,063 | $0.00 | 5,063 | $13.22 |
Common Stock | Stock Option | Disposition | 2012-11-29 | 15,429 | $0.00 | 15,429 | $12.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,938 | 2008-10-24 | 2017-10-24 | No | 4 | M | Direct |
6,572 | 2009-08-25 | 2018-08-25 | No | 4 | M | Direct |
Footnotes
- Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.
- The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.84 to $28.27 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commissions, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2.
- Pursuant to anti-dilution provisions in AmTrust Financial Services, Inc.'s 2010 Omnibus Incentive Plan, this option was previously reported as an option for 10,000 shares of common stock at an exercise price of $14.55 per share, but was adjusted to reflect the 10% stock dividend declared by AmTrust Financial Services, Inc. on August 6, 2012 and payable on September 20, 2012.
- Pursuant to anti-dilution provisions in AmTrust Financial Services, Inc.'s 2010 Omnibus Incentive Plan, this option was previously reported as an option for 20,000 shares of common stock at an exercise price of $12.70 per share, but was adjusted to reflect the 10% stock dividend declared by AmTrust Financial Services, Inc. on August 6, 2012 and payable on September 20, 2012.