Filing Details

Accession Number:
0001181431-12-061515
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-30 19:59:55
Reporting Period:
2012-11-28
Filing Date:
2012-11-30
Accepted Time:
2012-11-30 19:59:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435768 Vincent Gajus Worthington Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-28 21,300 $14.01 225,159 No 4 S Indirect See Footnote
Common Stock Disposition 2012-11-29 2,253 $14.24 222,906 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on November 16, 2012 by the Worthington Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. Shares held directly by the Worthingon Family Trust dated March 6, 2007.