Filing Details
- Accession Number:
- 0001181431-12-061446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 18:01:05
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 18:01:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1364333 | Iii Mortimer Berkowitz | C/O Healthpointcapital Partners, L.p. 505 Park Avenue, 12Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-28 | 100,000 | $1.51 | 10,777,173 | No | 4 | S | Indirect | Held By HealthpointCapital Partners, L.P. |
Common Stock | Disposition | 2012-11-28 | 100,000 | $1.51 | 21,010,565 | No | 4 | S | Indirect | Held By HealthpointCapital Partners II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held By HealthpointCapital Partners, L.P. |
No | 4 | S | Indirect | Held By HealthpointCapital Partners II, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,700 | Direct |
Footnotes
- Mortimer Berkowitz III is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Berkowitz is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Berkowitz may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Berkowitz disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
- Includes shares owned by Mortimer Berkowitz III and shares owned by his wife, Amelia M. Berkowitz.