Filing Details
- Accession Number:
- 0001181431-12-061440
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 17:52:10
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 17:52:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
739878 | Kid Brands Inc | KID | Miscellaneous Manufacturing Industries (3990) | 221815337 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326156 | Michael Zimmerman | C/O Prentice Capital Management, L.p. 623 Fifth Avenue, 32Nd Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Stated Value | Acquisiton | 2012-11-28 | 3,700 | $1.57 | 3,700 | No | 4 | P | Indirect | see footnote |
Common Stock, $0.10 Stated Value | Acquisiton | 2012-11-29 | 56,100 | $1.58 | 59,800 | No | 4 | P | Indirect | see footnote |
Common Stock, $0.10 Stated Value | Acquisiton | 2012-11-30 | 1,840 | $1.62 | 61,640 | No | 4 | P | Indirect | see footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | see footnote |
No | 4 | P | Indirect | see footnote |
No | 4 | P | Indirect | see footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Stated Value | 10,000 | Direct | |
Common Stock, $0.10 Stated Value | 4,399,733 | Indirect | see footnote |
Footnotes
- Represents stock purchased by PrenKid LLC, a limited liability company owned 50% by the reporting person and 50% by Mario Ciampi, another director of the Issuer.
- Includes the shares purchased by PrenKid LLC described in footnote 1 above.
- Includes the shares purchased by PrenKid LLC described in footnotes 1 and 2 above.
- Includes: (i) 5,000 restricted stock units ("RSUs") granted on August 14, 2012 pursuant to the Issuer's Equity Incentive Plan (the "EIP"), which vest ratably over a five-year period commencing August 14, 2013; and (ii) 4,000 unvested RSUs (out of an original grant of 5,000 RSUs on July 19, 2011 pursuant to the EIP, which vest ratably over a five-year period commencing July 19, 2012).
- Prentice Capital Management, LP (the "Investment Manager") serves as investment manager to Prentice Consumer Partners, L.P. and certain managed accounts (the "Investment Entities"). The Investment Entities own 4,399,733 shares of the Issuer's common stock (the "Prentice Shares"). Mr. Zimmerman is responsible for the supervision and conduct of all investment activities of the Investment Manager, including, without limitation, for all investment decisions with respect to the assets of the Investment Entities. Neither the Investment Manager nor Mr. Zimmerman directly own the Prentice Shares. Each of the Investment Manager and Mr. Zimmerman disclaims any beneficial ownership of the Prentice Shares to the extent such beneficial ownership exceeds such person's pecuniary interest therein.