Filing Details
- Accession Number:
- 0001181431-12-061433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 17:31:59
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 17:31:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
739878 | Kid Brands Inc | KID | Miscellaneous Manufacturing Industries (3990) | 221815337 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222505 | Mario Ciampi | C/O Prentice Capital Management, L.p. 623 Fifth Avenue, 32Nd Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Stated Value | Acquisiton | 2012-11-28 | 3,700 | $1.57 | 3,700 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.10 Stated Value | Acquisiton | 2012-11-29 | 56,100 | $1.58 | 59,800 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.10 Stated Value | Acquisiton | 2012-11-30 | 1,840 | $1.62 | 61,640 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Stated Value | 10,000 | Direct |
Footnotes
- Represents stock purchased by PrenKid LLC, a limited liability company owned 50% by the reporting person and 50% by Michael Zimmerman, another director of the Issuer.
- Includes the shares purchased by PrenKid LLC described in footnote 1 above.
- Includes the shares purchased by PrenKid LLC described in footnotes 1 and 2 above.
- Includes: (i) 5,000 restricted stock units ("RSUs") granted on August 14, 2012 pursuant to the Issuer's Equity Incentive Plan (the "EIP"), which vest ratably over a five-year period commencing August 14, 2013; and (ii) 4,000 unvested RSUs (out of an original grant of 5,000 RSUs on July 19, 2011 pursuant to the EIP, which vest ratably over a five-year period commencing July 19, 2012).