Filing Details
- Accession Number:
- 0001181431-12-061410
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 17:05:13
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 17:05:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896985 | Destination Maternity Corp | DEST | Retail-Women's Clothing Stores (5621) | 133045573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518858 | James Ronald Masciantonio | C/O Destination Maternity Corporation 456 North Fifth Street Philadelphia PA 19123 | Evp, Cao & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-28 | 1,000 | $21.99 | 19,801 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 473 | $3.52 | 20,274 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-28 | 327 | $0.00 | 327 | $3.52 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-28 | 473 | $0.00 | 473 | $3.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,273 | 2018-11-19 | No | 4 | D | Direct | |
800 | 2018-11-19 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $17.06 | 2016-08-07 | 2,000 | 2,000 | Direct | |
Common Stock | Stock Options (Right to Buy) | $11.89 | 2020-01-29 | 18,000 | 18,000 | Direct | |
Common Stock | Stock Options (Right to Buy) | $22.13 | 2021-03-03 | 15,000 | 15,000 | Direct | |
Common Stock | Stock Options (Right to Buy) | $14.51 | 2021-11-18 | 9,764 | 9,764 | Direct | |
Common Stock | Stock Options (Right to Buy) | $19.89 | 2022-11-16 | 10,325 | 10,325 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-08-07 | 2,000 | 2,000 | Direct |
2020-01-29 | 18,000 | 18,000 | Direct |
2021-03-03 | 15,000 | 15,000 | Direct |
2021-11-18 | 9,764 | 9,764 | Direct |
2022-11-16 | 10,325 | 10,325 | Direct |
Footnotes
- Includes 400 shares of unvested restricted stock from the November 19, 2008 grant of 2,000 shares, and 6,400 shares of unvested restricted stock from the March 3, 2011 grant of 8,000 shares, which grants each vest in equal annual installments over a five (5) year period, and 3,201 shares of unvested restricted stock from the November 18, 2011 grant of 4,267 shares, which grant vests in annual installments over a four (4) year period beginning on November 18, 2012 as follows: 1,066 shares vested on November 18, 2012, and 1,067 shares vest on each of November 18, 2013, November 18, 2014, and November 18, 2015. Also includes 4,190 shares of restricted stock issued to the Reporting Person by the Issuer on November 16, 2012, which shares vest in annual installments over a four (4) year period beginning on November 16, 2013 as follows: 1,047 shares vest on each of November 16, 2013 and November 16, 2015, and 1,048 shares vest on each of November 16, 2014 and November 16, 2016.
- On November 19, 2008, options to purchase 4,000 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in five (5) equal annual installments beginning on November 19, 2009. All of the 800 remaining outstanding November 19, 2008 options are unvested.
- The inherent value of the shares underlying these options being surrendered to the Issuer is being applied to pay the exercise price and applicable tax withholdings for the option exercise reported in the next line in this Table II.
- The options were fully vested and exercisable on August 7, 2011.
- On January 29, 2010, options to purchase 30,000 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in five (5) equal annual installments beginning on January 29, 2011. All of the remaining outstanding January 29, 2010 options are unvested.
- On March 3, 2011, options to purchase 15,000 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in five (5) equal annual installments beginning on March 3, 2012. 3,000 of the March 3, 2011 options are vested and 12,000 are unvested.
- On November 18, 2011, options to purchase 9,764 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in four (4) equal annual installments beginning on November 18, 2012. 2,441 of the November 18, 2011 options are vested and 7,323 are unvested.
- On November 16, 2012, options to purchase 10,325 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in four (4) annual installments beginning on November 16, 2013 as follows: 2,581 options vest on each of November 16, 2013, November 16, 2014, and November 16, 2015, and 2,582 options vest on November 16, 2016. All November 16, 2012 options are unvested.