Filing Details
- Accession Number:
- 0001181431-12-061408
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 17:01:24
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 17:01:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
105016 | Watsco Inc | WSO; WSOB | Wholesale-Hardware & Plumbing & Heating Equipment & Supplies (5070) | 590778222 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243203 | H Albert Nahmad | 2665 S. Bayshore Drive Suite 901 Coconut Grove FL 33133 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-28 | 38,700 | $0.00 | 0 | No | 4 | C | Direct | |
Common Stock | Disposition | 2012-11-28 | 9,900 | $70.43 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-28 | 28,800 | $71.36 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class B Common Stock | Disposition | 2012-11-28 | 38,700 | $0.00 | 38,700 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
392,622 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,231 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class B Common Stock | $0.00 | 1,695,799 | 1,695,799 | Direct | ||
Common Stock | Class B Common Stock | $0.00 | 518,845 | 518,845 | Indirect | ||
Common Stock | Class B Common Stock | $0.00 | 1,330,000 | 1,330,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,695,799 | 1,695,799 | Direct | |
518,845 | 518,845 | Indirect | |
1,330,000 | 1,330,000 | Indirect |
Footnotes
- Ownership in Watsco, Inc. Profit Sharing Retirement Plan and Trust
- Award of stock pursuant to Watsco, Inc. Restricted Stock Agreements, of which 1,415,622 shares are in the name of Albert Henry Captial LP, a limited partnership over which Mr. Nahmad maintains effective control.
- Reflects 498,845 shares held by various trusts over which Mr. Nahmad maintains effective control and 20,000 shares held by custodial accounts for Mr. Nahmad's grandchildren, of which Mr. Nahmad is the custodian.
- Reflects shares owned by Albert Capital LP, a limited partnership. The sole general partner of Albert Capital LP is a limited liability company, over which Mr. Nahmad maintains effective control.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.77 to $70.78, inclusive. The reporting person undertakes to provide to Watsco, Inc. ("Watsco"), any security holder of Watsco or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.82 to $71.80, inclusive. The reporting person undertakes to provide to Watsco, any security holder of Watsco or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
- The Class B Common Stock is convertible into Common Stock at any time on a one-for-one basis and has no expiration date.