Filing Details
- Accession Number:
- 0001209191-12-055146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 16:36:35
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 16:36:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1267097 | Trw Automotive Holdings Corp | TRW | Motor Vehicle Parts & Accessories (3714) | 810597059 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275521 | S Tammy Mitchell | 12001 Tech Center Drive Livonia MI 48150 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-29 | 5,334 | $2.70 | 19,557 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 8,614 | $50.00 | 10,943 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 2,333 | $26.91 | 13,276 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 328 | $50.55 | 12,948 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-11-29 | 1,268 | $50.55 | 11,680 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-29 | 5,334 | $0.00 | 5,334 | $2.70 |
Common Stock | Stock-settled stock appreciation rights | Disposition | 2012-11-29 | 2,333 | $0.00 | 2,333 | $26.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-26 | No | 4 | M | Direct | |
2,334 | 2012-03-03 | 2018-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,076 | Indirect | By 401(k) Plan |
Common Stock | 10,000 | Indirect | By Trust |
Footnotes
- Pursuant to the terms of the grant, stock-settled stock appreciation rights were automatically exercised because the fair market value of the Issuer's Common Stock exceeded the maximum value on such date.
- Shares withheld for taxes upon automatic exercise of stock-settled stock appreciation rights.
- Shares withheld in connection with the automatic exercise of the stock-settled stock appreciation rights.
- The option vested and became exercisable in three equal installments on February 26, 2010, 2011 and 2012.