Filing Details
- Accession Number:
- 0001181431-12-061340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 16:05:39
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 16:05:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454382 | David Holder | 2361 Mcgaw Avenue Irvine CA 92614 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Pro-Dex Common Stock | Acquisiton | 2012-11-28 | 966 | $1.93 | 966 | No | 4 | S | Direct | |
Pro-Dex Common Stock | Acquisiton | 2012-11-28 | 6,667 | $1.41 | 7,633 | No | 4 | A | Direct | |
Pro-Dex Common Stock | Acquisiton | 2012-11-28 | 5,000 | $1.47 | 12,633 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Pro-Dex Common Stock | Directors Stock Options | Disposition | 2012-11-28 | 6,667 | $0.00 | 6,667 | $1.41 |
Pro-Dex Common Stock | Directors Stock Options | Disposition | 2012-11-28 | 5,000 | $0.00 | 5,000 | $1.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-07-09 | 2019-01-09 | No | 4 | A | Direct |
0 | 2010-07-09 | 2020-01-09 | No | 4 | A | Direct |