Filing Details
- Accession Number:
- 0001144204-12-065745
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 13:59:31
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 13:59:31
- Original Submission Date:
- 2012-11-30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504926 | A. Kenneth Grossman | C/O Fxcm Inc., 55 Water Street New York NY 10041 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2012-11-28 | 300,000 | $10.15 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Units of FXCM Holdings LLC | Acquisiton | 2012-11-28 | 300,000 | $0.00 | 300,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
225,189 | No | 4 | J | Direct |
Footnotes
- This Form 4A is being filed for the purpose of correcting the price per share in Column 4 of Table 1 on the original Form 4 filed on November 30, 2012 (the "Original Filing"). In the Original Filing the price per share reported in Column 4 of Table 1 was $9.50
- Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.