Filing Details
- Accession Number:
- 0001412665-12-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 12:43:56
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 12:43:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1054251 | S Charles Howard | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-29 | 1,100 | $19.93 | 91,691 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-29 | 13 | $19.94 | 91,678 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-29 | 2 | $20.00 | 91,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-29 | 35 | $19.93 | 91,641 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-29 | 100 | $19.93 | 91,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-30 | 1,150 | $19.91 | 90,391 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-30 | 100 | $19.91 | 90,291 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,800 | Indirect | By Spouse |
| Common Stock | 27,674 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $16.86 | 2012-12-31 | 6,650 | 6,650 | Direct | |
| Common Stock | Stock Option | $19.75 | 2013-12-31 | 6,982 | 6,982 | Direct | |
| Common Stock | Stock Option | $21.94 | 2014-04-21 | 6,649 | 6,649 | Direct | |
| Common Stock | Stock Option | $18.71 | 2014-04-21 | 2,849 | 2,849 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-12-31 | 6,650 | 6,650 | Direct |
| 2013-12-31 | 6,982 | 6,982 | Direct |
| 2014-04-21 | 6,649 | 6,649 | Direct |
| 2014-04-21 | 2,849 | 2,849 | Direct |
Footnotes
- Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to the reporting person's account as of November 29, 2012. Reporting person's ownership of shares has decreased by 9,088 since his last report due to shares sold as part of a five year plan begun in 2011 to distribute cash to an IRA. Additional distributions are expected to occur in years 2013 through 2015.
- Fully vested.
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