Filing Details
- Accession Number:
- 0001181431-12-061280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 12:40:40
- Reporting Period:
- 2012-11-29
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 12:40:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1398006 | Oak Ridge Financial Services Inc. | BKOR | National Commercial Banks (6021) | 208550086 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418382 | G Douglas Boike | Po Box 2 Oak Ridge NC 27310 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-29 | 1,000 | $3.90 | 38,445 | No | 4 | P | Indirect | IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000 | Indirect | Wife's IRA |
Common Stock | 1,250 | Indirect | Wife as Custodial for Son |
Common Stock | 2,213 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $10.40 | 2005-12-20 | 2013-08-19 | 3,438 | 3,438 | Direct |
Common Stock | Stock Option | $10.00 | 2005-12-20 | 2014-08-18 | 8,750 | 12,188 | Direct |
Common Stock | Stock Option | $11.20 | 2005-12-20 | 2015-12-20 | 2,704 | 14,892 | Direct |
Common Stock | Stock Option | $4.82 | 2010-08-19 | 2020-08-19 | 3,000 | 17,892 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-08-19 | 3,438 | 3,438 | Direct |
2014-08-18 | 8,750 | 12,188 | Direct |
2015-12-20 | 2,704 | 14,892 | Direct |
2020-08-19 | 3,000 | 17,892 | Direct |
Footnotes
- As adjusted for stock dividend