Filing Details
- Accession Number:
- 0001209191-12-055055
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-11-30 12:09:40
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-30
- Accepted Time:
- 2012-11-30 12:09:40
- Original Submission Date:
- 2012-11-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1363851 | Catamaran Corp | SXCI | Insurance Agents, Brokers & Service (6411) | 752578509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406618 | G Jeffrey Park | 2441 Warrenville Road Suite 610 Lisle IL 60532 | Chief Financial Officer & Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Share | Acquisiton | 2012-11-26 | 25,000 | $3.59 | 67,272 | No | 4 | M | Direct | |
| Common Share | Acquisiton | 2012-11-26 | 20,056 | $6.39 | 87,328 | No | 4 | M | Direct | |
| Common Share | Acquisiton | 2012-11-26 | 11,954 | $15.13 | 99,282 | No | 4 | M | Direct | |
| Common Share | Disposition | 2012-11-26 | 47,710 | $47.86 | 51,572 | No | 4 | S | Direct | |
| Common Share | Disposition | 2012-11-26 | 9,300 | $48.92 | 42,272 | No | 4 | S | Direct | |
| Common Share | Acquisiton | 2012-11-27 | 3,006 | $15.13 | 45,278 | No | 4 | M | Direct | |
| Common Share | Acquisiton | 2012-11-27 | 14,770 | $25.12 | 60,048 | No | 4 | M | Direct | |
| Common Share | Disposition | 2012-11-27 | 16,776 | $46.95 | 43,272 | No | 4 | S | Direct | |
| Common Share | Disposition | 2012-11-27 | 1,000 | $47.42 | 42,272 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Stock option (nonqualified) | Disposition | 2012-11-26 | 11,954 | $0.00 | 11,954 | $15.13 |
| Common Share | Stock option (nonqualified) | Disposition | 2012-11-27 | 3,006 | $0.00 | 3,006 | $15.13 |
| Common Share | Stock option (nonqualified) | Disposition | 2012-11-27 | 14,770 | $0.00 | 14,770 | $25.12 |
| Common Share | Stock option (nonqualified) | Disposition | 2012-11-26 | 20,056 | $0.00 | 20,056 | $6.39 |
| Common Share | Stock option (nonqualified) | Disposition | 2012-11-26 | 25,000 | $0.00 | 25,000 | $3.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,966 | 2017-03-10 | No | 4 | M | Direct | |
| 14,960 | 2017-03-10 | No | 4 | M | Direct | |
| 44,314 | 2018-03-09 | No | 4 | M | Direct | |
| 20,056 | 2016-06-04 | No | 4 | M | Direct | |
| 0 | 2013-08-11 | No | 4 | M | Direct |
Footnotes
- Exercised and/or sold pursuant to Insider's 10b5-1 plan.
- On October 1, 2012, the common stock of Catamaran Corporation split 2-for-1, resulting in the reporting person's acquisition of 21,136 additional shares of common stock.
- Prices for transactions reported range from $47.36 to $48.35. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Prices for transactions reported range from $48.36 to $49.28. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Prices for transactions reported range from $46.36 to $47.34. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Prices for transactions reported range from $47.38 to $47.44. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- This option was granted 3/10/10 and vests in one-fourth increments on each grant date anniversary.
- This option was granted 3/09/11 and vests in one-fourth increments on each grant date anniversary.
- This option was granted 6/04/09 and vests in one-fourth increments on each grant date anniversary.
- This option was granted 8/11/08 and vests in one-fourth increments on each grant date anniversay.
Billionaire Hedge Funds
