Filing Details

Accession Number:
0001209191-12-055055
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-11-30 12:09:40
Reporting Period:
2012-11-26
Filing Date:
2012-11-30
Accepted Time:
2012-11-30 12:09:40
Original Submission Date:
2012-11-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1363851 Catamaran Corp SXCI Insurance Agents, Brokers & Service (6411) 752578509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406618 G Jeffrey Park 2441 Warrenville Road
Suite 610
Lisle IL 60532
Chief Financial Officer & Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Share Acquisiton 2012-11-26 25,000 $3.59 67,272 No 4 M Direct
Common Share Acquisiton 2012-11-26 20,056 $6.39 87,328 No 4 M Direct
Common Share Acquisiton 2012-11-26 11,954 $15.13 99,282 No 4 M Direct
Common Share Disposition 2012-11-26 47,710 $47.86 51,572 No 4 S Direct
Common Share Disposition 2012-11-26 9,300 $48.92 42,272 No 4 S Direct
Common Share Acquisiton 2012-11-27 3,006 $15.13 45,278 No 4 M Direct
Common Share Acquisiton 2012-11-27 14,770 $25.12 60,048 No 4 M Direct
Common Share Disposition 2012-11-27 16,776 $46.95 43,272 No 4 S Direct
Common Share Disposition 2012-11-27 1,000 $47.42 42,272 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Share Stock option (nonqualified) Disposition 2012-11-26 11,954 $0.00 11,954 $15.13
Common Share Stock option (nonqualified) Disposition 2012-11-27 3,006 $0.00 3,006 $15.13
Common Share Stock option (nonqualified) Disposition 2012-11-27 14,770 $0.00 14,770 $25.12
Common Share Stock option (nonqualified) Disposition 2012-11-26 20,056 $0.00 20,056 $6.39
Common Share Stock option (nonqualified) Disposition 2012-11-26 25,000 $0.00 25,000 $3.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,966 2017-03-10 No 4 M Direct
14,960 2017-03-10 No 4 M Direct
44,314 2018-03-09 No 4 M Direct
20,056 2016-06-04 No 4 M Direct
0 2013-08-11 No 4 M Direct
Footnotes
  1. Exercised and/or sold pursuant to Insider's 10b5-1 plan.
  2. On October 1, 2012, the common stock of Catamaran Corporation split 2-for-1, resulting in the reporting person's acquisition of 21,136 additional shares of common stock.
  3. Prices for transactions reported range from $47.36 to $48.35. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  4. Prices for transactions reported range from $48.36 to $49.28. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  5. Prices for transactions reported range from $46.36 to $47.34. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  6. Prices for transactions reported range from $47.38 to $47.44. Full information regarding the number of shares purchased or sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  7. This option was granted 3/10/10 and vests in one-fourth increments on each grant date anniversary.
  8. This option was granted 3/09/11 and vests in one-fourth increments on each grant date anniversary.
  9. This option was granted 6/04/09 and vests in one-fourth increments on each grant date anniversary.
  10. This option was granted 8/11/08 and vests in one-fourth increments on each grant date anniversay.