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Filing Details

Accession Number:: 0001246360-12-004558
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-29 21:25:09
Reporting Period:: 2012-11-27

Filing Date:: 2012-11-29
Accepted Time:: 2012-11-29 21:25:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929940	Aspen Technology Inc	AZPN	Services-Computer Programming Services (7371)	042739697

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1407695	J Antonio Pietri	Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803	Evp, Field Operations	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-11-27	8,640	$10.42	121,956	No	4	M	Direct
Common Stock	Acquisiton	2012-11-27	11,360	$10.42	133,316	No	4	M	Direct
Common Stock	Acquisiton	2012-11-27	25,555	$10.93	158,871	No	4	M	Direct
Common Stock	Disposition	2012-11-27	68,631	$25.88	90,240	No	4	S	Direct
Common Stock	Acquisiton	2012-11-28	1,837	$10.93	92,077	No	4	M	Direct
Common Stock	Disposition	2012-11-28	1,837	$25.55	90,240	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-27	8,640	$0.00	8,640	$10.42
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-27	11,360	$0.00	11,360	$10.42
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-27	25,555	$0.00	25,555	$10.93
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-28	1,837	$0.00	1,837	$10.93

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-11-16	No	4	M	Direct
0	2016-11-16	No	4	M	Direct
23,945	2020-08-01	No	4	M	Direct
22,108	2020-08-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	270	Indirect	By IRA
Common Stock	1,068	Indirect	Held by spouse by IRA

Footnotes

The option granted at the exercise price of $10.42, representing a right to purchase a total of 8,640 shares, became exercisable in 6 equal consecutive quarterly installments of 1,250 on the last day of each quarter beginning on March 31, 2009, and an installment of 1,140 shares on December 31, 2009.
The option granted at the exercise price of $10.42, representing a right to purchase a total of 11,360 shares, became exercisable in 9 equal consecutive quarterly installments of 1,250 shares on the last day of each quarter beginning on December 29, 2006, and an installment of 110 shares on December 31, 2009.
The option granted at the exercise price of $10.93, representing a right to purchase a total of 49,500 shares, became exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.38, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.77, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.