Filing Details
- Accession Number:
- 0001104659-12-080948
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 20:22:06
- Reporting Period:
- 2012-11-27
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 20:22:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515324 | Ares Dynamic Credit Allocation Fund Inc. | ARDC | () | 454969053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1025978 | P Antony Ressler | 1999 Avenue Of The Stars Suite 1900 Los Angeles CA 90067 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-27 | 4,400 | $20.00 | 4,400 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-27 | 17,000 | $20.00 | 21,400 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-27 | 100,000 | $20.00 | 100,000 | No | 4 | P | Indirect | As Trustee of the Ressler/Gertz Family Foundation |
Common Stock | Acquisiton | 2012-11-27 | 4,300 | $20.00 | 4,300 | No | 4 | P | Indirect | As custodian for child's UTMA account |
Common Stock | Acquisiton | 2012-11-27 | 4,300 | $20.00 | 4,300 | No | 4 | P | Indirect | As custodian for child's UTMA account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | As Trustee of the Ressler/Gertz Family Foundation |
No | 4 | P | Indirect | As custodian for child's UTMA account |
No | 4 | P | Indirect | As custodian for child's UTMA account |
Footnotes
- The shares are held by Antony P. Ressler's IRA.
- The shares are held by Antony P. Ressler in a joint account.