Filing Details
- Accession Number:
- 0001340242-12-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 20:11:53
- Reporting Period:
- 2012-11-27
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 20:11:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
854701 | Integrated Silicon Solution Inc | ISSI | Semiconductors & Related Devices (3674) | 770199971 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1340242 | Yeu Kong Han | 1940 Zanker Rd. San Jose CA 95112 | Vice-Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-28 | 10,675 | $8.80 | 18,428 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-29 | 1,338 | $8.94 | 17,090 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-29 | 3,750 | $0.00 | 20,840 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-29 | 1,375 | $9.18 | 19,465 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-11-27 | 48,064 | $8.73 | 31,936 | No | 4 | S | Indirect | by Family Trust |
Common Stock | Disposition | 2012-11-28 | 30,000 | $8.78 | 1,936 | No | 4 | S | Indirect | by Family Trust |
Common Stock | Disposition | 2012-11-29 | 1,936 | $8.90 | 0 | No | 4 | S | Indirect | by Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | by Family Trust |
No | 4 | S | Indirect | by Family Trust |
No | 4 | S | Indirect | by Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2012-11-29 | 3,750 | $0.00 | 3,750 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,500 | 2011-11-29 | 2017-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,963 | Indirect | by Trust (Eric) |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.93 to $ 8.95, inclusive.
- The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.60 to $ 8.805, inclusive.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.75 to $ 8.83, inclusive.
- UTMA (Fidelity account under Eric/KY Han)
- Each restricted stock unit represents a contingent right to receive one share of ISSI common stock.
- 25% of the total number of RSUs vest annually over 4 years from the date of grant.