Filing Details

Accession Number:
0001127602-12-032319
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-29 19:55:42
Reporting Period:
2012-11-27
Filing Date:
2012-11-29
Accepted Time:
2012-11-29 19:55:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850693 Allergan Inc AGN Pharmaceutical Preparations (2834) 951622442
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532023 S Julian Gangolli 2525 Dupont Drive
Irvine CA 92612
Cvp & Pres, North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-27 4,622 $58.55 20,403 No 4 M Direct
Common Stock Acquisiton 2012-11-27 30,000 $40.16 50,403 No 4 M Direct
Common Stock Disposition 2012-11-27 34,622 $92.25 15,781 No 4 S Direct
Common Stock Acquisiton 2012-11-28 55,378 $58.55 71,159 No 4 M Direct
Common Stock Disposition 2012-11-28 55,378 $91.66 15,781 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-27 4,622 $0.00 4,622 $58.55
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-27 30,000 $0.00 30,000 $40.16
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-28 55,378 $0.00 55,378 $58.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,378 2017-02-02 No 4 M Direct
15,000 2019-02-20 No 4 M Direct
0 2017-02-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 220 Indirect By ESOP Trust
Common Stock 12,172 Indirect By The Gangolli Family Trust
Common Stock 264 Indirect By Wife's 401(k) plan
Footnotes
  1. The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $92.25 to $92.31, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, the full information regarding the number of shares sold at each price within the range set forth in this footnote.
  2. The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $91.34 to $91.88, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities Exchange Commission, upon request, the full information regarding the number of shares sold at each price within the range set forth in this footnote.
  3. Includes shares acquired under the Allergan, Inc. Dividend Reinvestment Plan.
  4. Shares allocated to the reporting person's ESOP account as of reporting date.
  5. Shares held by The Gangolli Family Trust established June 1, 2011, of which the reporting person and his spouse are each trustees.
  6. The option became exercisable in four equal annual installments beginning February 2, 2008.
  7. The option became exercisable in four equal annual installments beginning February 20, 2010. The remaining outstanding options for this award are reported in this filing.