Filing Details
- Accession Number:
- 0001206774-12-004711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 19:01:15
- Reporting Period:
- 2012-11-27
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 19:01:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880562 | Daegis Inc. | DAEG | Services-Prepackaged Software (7372) | 942710559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495376 | A Kurt Jensen | 1420 Rocky Ridge Drive Suite 380 Roseville CA 95661 | No | No | Yes | No | |
1495804 | Dated January 25, 2007 The Jensen Revocable Trust | 1420 Rocky Ridge Drive Suite 380 Roseville CA 95661 | No | No | Yes | No | |
1495805 | L Carolyn Jensen | 1420 Rocky Ridge Drive Suite 380 Roseville CA 95661 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-27 | 4,081 | $1.20 | 1,930,835 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-28 | 2,000 | $1.15 | 1,928,835 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-28 | 1,249 | $1.20 | 1,927,586 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-28 | 2,012 | $1.17 | 1,925,574 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-29 | 988 | $1.17 | 1,924,586 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-29 | 5,000 | $1.16 | 1,919,586 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-29 | 3,300 | $1.18 | 1,916,286 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-29 | 2,193 | $1.17 | 1,914,093 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-29 | 100,000 | $1.15 | 1,814,093 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-11-29 | 1,900 | $1.15 | 1,812,193 | No | 4 | S | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $2.90 | 2021-05-02 | 85,000 | 85,000 | Direct | |
Common Stock | Stock Option | $2.90 | 2021-05-02 | 40,000 | 40,000 | Direct | |
Common Stock | Stock Option | $1.92 | 2021-07-01 | 44,250 | 44,250 | Direct | |
Common Stock | Stock Option | $1.92 | 2021-07-01 | 14,750 | 14,750 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-05-02 | 85,000 | 85,000 | Direct |
2021-05-02 | 40,000 | 40,000 | Direct |
2021-07-01 | 44,250 | 44,250 | Direct |
2021-07-01 | 14,750 | 14,750 | Direct |
Footnotes
- Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests 33% upon issuance of the stock option with 33% vesting over the next 12 months and the remaining 33% over the following 12 months. Option is exercisable to the extent vested.
- Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.