Filing Details

Accession Number:
0001234452-12-000445
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-29 18:59:49
Reporting Period:
2012-11-28
Filing Date:
2012-11-29
Accepted Time:
2012-11-29 18:59:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559656 H James Thompson 5775 Morehouse Dr.
San Diego CA 92121-1714
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-28 17,750 $40.70 31,151 No 4 M Direct
Common Stock Disposition 2012-11-28 17,750 $62.00 13,401 No 4 S Direct
Common Stock Acquisiton 2012-11-28 60,000 $41.33 73,401 No 4 M Direct
Common Stock Disposition 2012-11-28 60,000 $62.00 13,401 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-28 17,750 $0.00 17,750 $40.70
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-28 60,000 $0.00 60,000 $41.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,250 2019-10-22 No 4 M Direct
0 2017-10-25 No 4 M Direct
Footnotes
  1. The sale prices for this transaction ranged from $61.95 to $62.02. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  2. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.
  3. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.