Filing Details
- Accession Number:
- 0001246360-12-004554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 18:00:15
- Reporting Period:
- 2012-11-28
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 18:00:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278043 | A Steven Eisenbrown | 1201 South Second Street Milwaukee WI 53204 | Sr. Vice President | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-28 | 22,067 | $29.37 | 37,588 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 16,133 | $46.16 | 53,721 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 12,766 | $69.57 | 66,487 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-28 | 50,500 | $78.92 | 15,987 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-28 | 6,772 | $79.00 | 41 | No | 4 | I | Indirect | By Savings Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | I | Indirect | By Savings Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-28 | 22,067 | $0.00 | 22,067 | $29.37 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-28 | 16,133 | $0.00 | 16,133 | $46.16 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-28 | 12,766 | $0.00 | 12,766 | $69.57 |
Common Stock | Common Stock Share Equivalents | Disposition | 2012-11-28 | 2,734 | $0.00 | 2,753 | $79.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-03 | 2018-12-03 | No | 4 | M | Direct |
16,834 | 2010-12-09 | 2019-12-09 | No | 4 | M | Direct |
25,534 | 2011-12-07 | 2020-12-07 | No | 4 | M | Direct |
19 | No | 4 | I | Indirect |
Footnotes
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $78.70 to $79.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- 6,930 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
- Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this peron, based on information furnished by the Plan Administrator as of 11/28/2012.
- The share equivalents are payable in cash upon retirement or after termination of employment.
- The share equivalents are payable in cash upon retirement or after termination of employment.
- Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 11/28/2012.