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Filing Details

Accession Number:: 0001181431-12-061134
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-29 17:28:38
Reporting Period:: 2012-11-27

Filing Date:: 2012-11-29
Accepted Time:: 2012-11-29 17:28:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1408278	Synacor Inc.	SYNC	Services-Computer Programming, Data Processing, Etc. (7370)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1008463	Bu Lip Tan	One California Street 28Th Floor San Francisco CA 94111	No	No	Yes	No
1050191	Pacven Walden Ventures Iv, L.p.	One California Street 28Th Floor San Francisco CA 94111	No	No	Yes	No
1134344	Walden Edb Partners Ii Lp	One California Street 28Th Floor San Francisco CA 94111	No	No	Yes	No
1290076	Pacven Walden Management Co. Ltd.	One California Street 28Th Floor San Francisco CA 94111	Yes	No	Yes	No
1293768	Andrew Kau	C/O Walden International 361 Lytton Avenue, 2Nd Floor Palo Alto CA 94301	Yes	No	No	No
1339187	Pacven Walden Management Ii, L.p.	One California Street 28Th Floor San Francisco CA 94111	No	No	Yes	No
1339191	Pacven Walden Ventures Iv Associates Fund, L.p.	One California Street 28Th Floor San Francisco CA 94111	No	No	Yes	No
1417249	Wiig Management Co. Ltd.	One California Street, 28Th Floor San Francisco CA 94111	No	No	Yes	No
1417250	Wiig-Tdf Partners Llc	One California Street 28Th Floor San Francisco CA 94111	No	No	Yes	No
1541595	Walden Management, Llc	One California Street 28Th Floor San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-11-27	50,000	$5.57	3,951,420	No	4	S	Indirect	See footnote
Common Stock	Disposition	2012-11-28	62,841	$5.94	3,888,579	No	4	S	Indirect	See footnote
Common Stock	Disposition	2012-11-28	13,441	$5.83	3,875,138	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

The shares sold were owned directly by WIIG-TDF Partners LLC ("WIIG-TDF").
Pacven Walden Management Co., Ltd. ("Pacven Walden Management"), the Designated Filer, is (i) the general partner of Pacven Walden Management II, L.P., which is the general partner of Pacven Walden Ventures IV Associates Fund L.P. ("Pacven IV Associates Fund") and Pacven Walden Ventures IV, L.P. ("Pacven IV") and (ii) the manager of Walden Management, LLC, which is the manager of Walden EDB Partners II, L.P. ("EDB II"). Lip-Bu Tan is the sole director of Pacven Walden Management and shares voting and investment power with respect to the shares held by EDB II with Andrew Kau and shares voting and investment power with respect to the shares held by Pacven IV Associates Fund and Pacven IV with the other members of the Investment Committee of Pacven Walden Management. The members of such Investment Committee are Lip-Bu Tan, Andrew Kau, Hock Voon Loo and Brian Chiang. Each such person disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest.
The manager of WIIG-TDF is WIIG Management Co. Ltd. Lip-Bu Tan is the sole director of WIIG Management Co. Ltd and shares investment and voting power with respect to the shares held by WIIG-TDF with Andrew Kau. Each reporting person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.46 to $5.67, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
70,846 of the shares are directly owned by Pacven IV Associates Fund, 3,804,292 of the shares are directly owned by Pacven IV, 13,441 of the shares are directly owned by WIIG-TDF and 62,841 of the shares are directly owned by EDB II.
The shares sold were owned directly by EDB II.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.82 to $6.01, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
70,846 of the shares are directly owned by Pacven IV Associates Fund, 3,804,292 of the shares are directly owned by Pacven IV and 13,441 of the shares are directly owned by WIIG-TDF.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.74 to $5.92, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
70,846 of the shares are directly owned by Pacven IV Associates Fund and 3,804,292 of the shares are directly owned by Pacven IV.