Filing Details

Accession Number:
0001127602-12-032293
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-29 17:18:53
Reporting Period:
2012-11-28
Filing Date:
2012-11-29
Accepted Time:
2012-11-29 17:18:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268556 Constance Johnsen Sanp-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-28 496 $78.43 494 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $41.01 2011-02-10 2020-02-10 1,500 1,500 Direct
Common Stock Stock Option (Right to Buy) $58.94 2012-02-09 2021-02-09 5,000 5,000 Direct
Common Stock Stock Option (Right to Buy) $60.00 2013-02-08 2022-02-08 6,000 6,000 Direct
Common Stock Restricted Stock Units $0.00 2,161 2,161 Direct
Common Stock Restricted Stock Units $0.00 1,966 1,966 Direct
Common Stock Restricted Stock Units $0.00 1,415 1,415 Direct
Common Stock Performance Units $0.00 1,486 1,486 Direct
Common Stock Performance Units $0.00 1,230 1,230 Direct
Common Stock Performance Units $0.00 1,416 1,416 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-10 1,500 1,500 Direct
2021-02-09 5,000 5,000 Direct
2022-02-08 6,000 6,000 Direct
2,161 2,161 Direct
1,966 1,966 Direct
1,415 1,415 Direct
1,486 1,486 Direct
1,230 1,230 Direct
1,416 1,416 Direct
Footnotes
  1. The reporting person sold shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and the Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
  2. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  3. 1 for 1.
  4. The restricted stock units were earned based on company performance during 2010. Assuming continued employment through the end of fiscal 2012, the units will then vest in one installment and the shares will be issued shortly thereafter.
  5. The restricted stock units were earned based on company performance during 2011. Assuming continued employment through the end of fiscal 2013, the units will then vest in one installment and the shares will be issued shortly thereafter.
  6. The restricted stock units may be earned based on the achievement of certain company goals during fiscal 2012. Assuming continued employment through the end of fiscal 2014, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  7. If the company achieves certain goals over the 2010-2012 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  8. If the company achieves certain goals over the 2011-2013 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  9. If the company achieves certain goals over the 2012-2014 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.