Filing Details
- Accession Number:
- 0001209191-12-054951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 16:37:50
- Reporting Period:
- 2012-05-14
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 16:37:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887151 | Capstone Therapeutics Corp. | CAPS | Pharmaceutical Preparations (2834) | 860585310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
949119 | Iii I Lloyd Miller | 222 Lakeview Avenue Suite 160-365 West Palm Beach FL 33401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-05 | 1,114 | $0.16 | 303,067 | No | 4 | P | Indirect | By Milfam II L.P. |
Common Stock | Acquisiton | 2012-07-06 | 8,750 | $0.16 | 311,817 | No | 4 | P | Indirect | By Milfam II L.P. |
Common Stock | Acquisiton | 2012-07-11 | 63,000 | $0.18 | 374,817 | No | 4 | P | Indirect | By Milfam II L.P. |
Common Stock | Acquisiton | 2012-07-13 | 17,000 | $0.18 | 391,817 | No | 4 | P | Indirect | By Milfam II L.P. |
Common Stock | Acquisiton | 2012-07-16 | 23,058 | $0.18 | 414,875 | No | 4 | P | Indirect | By Milfam II L.P. |
Common Stock | Acquisiton | 2012-07-18 | 22,000 | $0.18 | 436,875 | No | 4 | P | Indirect | By Milfam II L.P. |
Common Stock | Acquisiton | 2012-07-23 | 35,917 | $0.17 | 472,792 | No | 4 | P | Indirect | By Milfam II L.P. |
Common Stock | Acquisiton | 2012-09-14 | 27,225 | $0.14 | 27,225 | No | 4 | P | Indirect | By Trust D - Lloyd I. Miller |
Common Stock | Acquisiton | 2012-09-17 | 30,102 | $0.14 | 57,327 | No | 4 | P | Indirect | By Trust D - Lloyd I. Miller |
Common Stock | Acquisiton | 2012-09-19 | 33,017 | $0.14 | 90,344 | No | 4 | P | Indirect | By Trust D - Lloyd I. Miller |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Milfam II L.P. |
No | 4 | P | Indirect | By Milfam II L.P. |
No | 4 | P | Indirect | By Milfam II L.P. |
No | 4 | P | Indirect | By Milfam II L.P. |
No | 4 | P | Indirect | By Milfam II L.P. |
No | 4 | P | Indirect | By Milfam II L.P. |
No | 4 | P | Indirect | By Milfam II L.P. |
No | 4 | P | Indirect | By Trust D - Lloyd I. Miller |
No | 4 | P | Indirect | By Trust D - Lloyd I. Miller |
No | 4 | P | Indirect | By Trust D - Lloyd I. Miller |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 641,218 | Indirect | By Milgrat Q8 |
Common Stock | 724,100 | Indirect | By Milfam NG LLC |
Common Stock | 58,967 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- The price in Column 4 is a weighted average price. The price actually paid ranged from $0.161 to $0.171 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.