Filing Details
- Accession Number:
- 0001548538-12-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 16:10:48
- Reporting Period:
- 2012-11-27
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 16:10:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364962 | Imperva Inc | IMPV | Services-Prepackaged Software (7372) | 030460133 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190636 | M Steven Krausz | 2735 Sand Hill Road Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-27 | 478,200 | $0.00 | 0 | No | 4 | J | Indirect | Directly owned by USVP VIII |
Common Stock | Disposition | 2012-11-27 | 3,159 | $0.00 | 0 | No | 4 | J | Indirect | Directly owned by AFF VIII |
Common Stock | Acquisiton | 2012-11-27 | 13,954 | $0.00 | 13,954 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-11-28 | 7,000 | $28.40 | 6,954 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-28 | 12,268 | $28.32 | 1,392 | No | 4 | S | Indirect | Directly owned by EP VIII-A |
Common Stock | Disposition | 2012-11-28 | 6,217 | $28.32 | 704 | No | 4 | S | Indirect | Directly owned by EP VIII-B |
Common Stock | Disposition | 2012-11-29 | 3,000 | $29.41 | 3,954 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | Directly owned by USVP VIII |
No | 4 | J | Indirect | Directly owned by AFF VIII |
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | Directly owned by EP VIII-A |
No | 4 | S | Indirect | Directly owned by EP VIII-B |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $27.86 | 2022-06-06 | 8,399 | 8,399 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-06 | 8,399 | 8,399 | Direct |
Footnotes
- Prorata distribution in kind from the partnership without consideration to its general and limited partners.
- Distribution in kind to the members and managing members of PMG VIII.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.40 to $28.45, inclusive for sales made on November 28, 2012, and at prices ranging from $29.36 to $29.47, inclusive for sales made on November 29, 2012. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.30 to $28.45, inclusive for sales made on November 28, 2012. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Steven M. Krausz is a managing member of Presidio Management Group VIII, LLC ("PMG VIII"). PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Irwin Federman, Winston S. Fu, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Christopher J. Rust, Casey M. Tansey, and Philip M. Young may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein.
- This stock option vests as to 100% of the underlying shares 12 months following the vesting commencement date of June 7, 2012. This stock option is subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.