Filing Details
- Accession Number:
- 0001179110-12-016602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 14:21:50
- Reporting Period:
- 2011-11-27
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 14:21:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418784 | R David Callen | Ethan Allen Drive Danbury CT 06811 | Vp Finance & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-27 | 1,200 | $25.71 | 3,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-27 | 1,200 | $29.26 | 2,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-27 | 1,500 | $17.60 | 4,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-27 | 1,500 | $29.24 | 2,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-27 | 1,875 | $11.74 | 4,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-27 | 1,875 | $29.22 | 2,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-27 | 500 | $19.07 | 3,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-27 | 500 | $29.27 | 2,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-27 | 1,200 | $0.00 | 1,200 | $25.71 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-27 | 1,500 | $0.00 | 1,500 | $17.60 |
| Comon Stock | Stock Option (right to buy) | Disposition | 2012-11-27 | 1,875 | $0.00 | 1,875 | $11.74 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-11-27 | 500 | $0.00 | 500 | $19.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-06-20 | 2018-06-20 | No | 4 | M | Direct |
| 0 | 2009-11-05 | 2018-11-05 | No | 4 | M | Direct |
| 625 | 2010-11-12 | 2019-11-12 | No | 4 | M | Direct |
| 1,500 | 2012-07-26 | 2021-07-26 | No | 4 | M | Direct |
Billionaire Hedge Funds
