Filing Details
- Accession Number:
- 0000315189-12-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 13:04:58
- Reporting Period:
- 2012-11-27
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 13:04:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350112 | James Israel | One John Deere Place Moline IL 61265 | President,John Deere Financial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2012-11-27 | 7,012 | $39.67 | 42,855 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2012-11-27 | 7,012 | $84.20 | 35,843 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2012-11-27 | 16,760 | $48.38 | 52,603 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2012-11-27 | 16,760 | $85.01 | 35,843 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2012-11-27 | 7,013 | $39.67 | 26,614 | No | 4 | M | Indirect | By Trust |
| $1 Par Common Stock | Disposition | 2012-11-27 | 7,013 | $84.20 | 19,601 | No | 4 | S | Indirect | By Trust |
| $1 Par Common Stock | Acquisiton | 2012-11-27 | 16,760 | $48.38 | 36,361 | No | 4 | M | Indirect | By Trust |
| $1 Par Common Stock | Disposition | 2012-11-27 | 16,760 | $85.01 | 19,601 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2012-11-27 | 7,012 | $0.00 | 7,012 | $39.67 |
| Common Stock | Market Priced Options | Disposition | 2012-11-27 | 16,760 | $0.00 | 16,760 | $48.38 |
| Common Stock | Market Priced Options | Disposition | 2012-11-27 | 7,013 | $0.00 | 7,013 | $39.67 |
| Common Stock | Market Priced Options | Disposition | 2012-11-27 | 16,760 | $0.00 | 16,760 | $48.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-17 | No | 4 | M | Direct | |
| 0 | 2016-12-06 | No | 4 | M | Direct | |
| 0 | 2018-12-17 | No | 4 | M | Indirect | |
| 0 | 2016-12-06 | No | 4 | M | Indirect |
Footnotes
- Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by reporting person on 22 August 2012.
- Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 option exercise plan executed by a family trust on 22 August 2012.
- Includes 35,843 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable on December 17, 2011.
- The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009.
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