Home > Insider Trading > Filing (0001225208-12-023988)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1422342	M Steven Raney	880 Carillon Parkway St. Petersburg FL 33716	President & Ceo Rjbank	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2012-11-21	490	$0.00	14,471	No	5	G	Direct
Common Stock	Acquisiton	2012-11-27	1,500	$30.44	16,171	No	4	M	Direct
Common Stock	Disposition	2012-11-27	1,500	$37.52	14,671	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2012-11-27	1,500	$0.00	1,500	$30.44

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-11-27	2013-01-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	979	Indirect	ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$27.10		2017-01-22	25,000	25,000	Direct
Common Stock	Employee Stock Option (right to buy)	$25.28		2015-01-24	1,000	1,000	Direct
Common Stock	Employee Stock Option (right to buy)	$25.28		2016-01-24	25,000	25,000	Direct
Common Stock	Restricted Stock Units	$0.00	2013-12-15	2013-12-15	391	391	Direct
Common Stock	Restricted Stock Units	$0.00	2014-12-15	2014-12-15	687	687	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-01-22	25,000	25,000	Direct
2015-01-24	1,000	1,000	Direct
2016-01-24	25,000	25,000	Direct
2013-12-15	391	391	Direct
2014-12-15	687	687	Direct

Footnotes

Gifted stock to a charitable organization.
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales trading plan adopted by the reporting person on May 31, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $37.55, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The total amount of securities following all transactions reflects a 200 share adjustment (increase) obtained through the Employee Stock Purchase Plan which occurred four years ago and was not previously reported.
Includes number of shares acquired under ESOP through November 23, 2012.
The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
Options currently exercisable - 600; options becoming exercisable - 200 on 11/24/2013, 200 on 11/24/2014
Options currently exercisable - 15,000; options becoming exercisable - 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.