Filing Details
- Accession Number:
- 0001354488-12-006242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-29 09:44:36
- Reporting Period:
- 2012-11-27
- Filing Date:
- 2012-11-29
- Accepted Time:
- 2012-11-29 09:44:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024126 | Pernix Therapeutics Holdings Inc. | PTX | Pharmaceutical Preparations (2834) | 330724736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413616 | Cooper Michael Pearce | 10003 Woodloch Forest Drive #950 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-27 | 1,100 | $4.20 | 37,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-27 | 1,100 | $7.00 | 36,667 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-28 | 8,843 | $4.20 | 45,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-28 | 8,843 | $7.00 | 36,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-27 | 1,100 | $0.00 | 1,100 | $4.20 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-11-28 | 8,843 | $0.00 | 8,843 | $4.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,483 | 2013-03-09 | No | 4 | M | Direct | |
| 0 | 2013-03-09 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/16/2012.
- The option which represents a right to purchase a total of 137,500 shares of which 127,917 were purchased prior to 11/27/2012 became fully exercisable on 3/9/2010.
Billionaire Hedge Funds
