Filing Details
- Accession Number:
- 0001127602-12-032228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 20:16:02
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 20:16:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850693 | Allergan Inc | AGN | Pharmaceutical Preparations (2834) | 951622442 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1158587 | R Michael Gallagher | 2525 Dupont Drive Irvine CA 92612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-19 | 47,700 | $0.00 | 47,700 | No | 5 | G | Indirect | By Gallagher Family Trust |
Common Stock | Disposition | 2012-11-19 | 47,700 | $0.00 | 17,500 | No | 5 | G | Direct | |
Common Stock | Disposition | 2012-11-20 | 8,700 | $0.00 | 8,800 | No | 5 | G | Direct | |
Common Stock | Disposition | 2012-11-26 | 4,700 | $91.20 | 43,000 | No | 4 | S | Indirect | By Gallagher Family Trust |
Common Stock | Disposition | 2012-11-27 | 11,802 | $91.93 | 31,198 | No | 4 | S | Indirect | By Gallagher Family Trust |
Common Stock | Acquisiton | 2012-11-27 | 5,000 | $45.89 | 13,800 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-27 | 5,000 | $36.49 | 18,800 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-27 | 10,632 | $46.66 | 29,432 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-27 | 20,632 | $92.07 | 8,800 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 768 | $46.66 | 9,568 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-28 | 9,000 | $51.72 | 18,568 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-28 | 9,768 | $91.29 | 8,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-28 | 3,598 | $91.68 | 27,600 | No | 4 | S | Indirect | By Gallagher Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Gallagher Family Trust |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Indirect | By Gallagher Family Trust |
No | 4 | S | Indirect | By Gallagher Family Trust |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Gallagher Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonemployee Director Stock Option (Right to Buy) | Disposition | 2012-11-27 | 5,000 | $0.00 | 5,000 | $45.89 |
Common Stock | Nonemployee Director Stock Option (Right to Buy) | Disposition | 2012-11-27 | 5,000 | $0.00 | 5,000 | $36.49 |
Common Stock | Nonemployee Director Stock Option (Right to Buy) | Disposition | 2012-11-27 | 10,632 | $0.00 | 10,632 | $46.66 |
Common Stock | Nonemployee Director Stock Option (Right to Buy) | Disposition | 2012-11-28 | 768 | $0.00 | 768 | $46.66 |
Common Stock | Nonemployee Director Stock Option (Right to Buy) | Disposition | 2012-11-28 | 9,000 | $0.00 | 9,000 | $51.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-04-28 | 2014-04-28 | No | 4 | M | Direct |
0 | 2006-04-26 | 2015-04-26 | No | 4 | M | Direct |
768 | 2019-04-30 | No | 4 | M | Direct | |
0 | 2019-04-30 | No | 4 | M | Direct | |
0 | 2007-05-02 | 2016-05-02 | No | 4 | M | Direct |
Footnotes
- Transfer of 47,700 shares held directly by the reporting person to the Gallagher Family Trust.
- Shares held by the Gallagher Family Trust. Reporting Person is trustee of the Gallagher Family Trust.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.42, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $91.75 to $92.35, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.35, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $91.25 to $91.36, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $91.50 to $91.88, inclusive. The reporting person undertakes to provide Allergan, Inc., any security holder of Allergan, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- Option is fully vested and exercisable upon the earlier to occur (i) the first anniversary of the grant date, or (ii) the annual meeting held during such calendar year at which one or more members of the board are standing for re-election following the date of grant.