Filing Details

Accession Number:
0001225208-12-023978
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 18:13:53
Reporting Period:
2012-11-26
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 18:13:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319947 Dsw Inc. DSW Retail-Shoe Stores (5661) 310746639
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1031000 L Jay Schottenstein Schottenstein Stores Corporation
4300 E. Fifth Ave.
Columbus OH 43219
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares Acquisiton 2012-11-26 124,500 $0.00 124,500 No 4 C Indirect By SEI, Inc.
Class A Common Shares Disposition 2012-11-26 124,500 $68.35 0 No 4 S Indirect By SEI, Inc.
Class A Common Shares Acquisiton 2012-11-27 34,117 $0.00 34,117 No 4 C Indirect By SEI, Inc.
Class A Common Shares Disposition 2012-11-27 34,117 $67.97 0 No 4 S Indirect By SEI, Inc.
Class A Common Shares Acquisiton 2012-11-28 154,628 $0.00 154,628 No 4 C Indirect By SEI, Inc.
Class A Common Shares Disposition 2012-11-28 154,628 $68.00 0 No 4 S Indirect By SEI, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By SEI, Inc.
No 4 S Indirect By SEI, Inc.
No 4 C Indirect By SEI, Inc.
No 4 S Indirect By SEI, Inc.
No 4 C Indirect By SEI, Inc.
No 4 S Indirect By SEI, Inc.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares Class B Common Shares Disposition 2012-11-26 124,500 $0.00 124,500 $0.00
Class A Common Shares Class B Common Shares Disposition 2012-11-27 34,117 $0.00 34,117 $0.00
Class A Common Shares Class B Common Shares Disposition 2012-11-28 154,628 $0.00 154,628 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
868,592 No 4 C Indirect
834,475 No 4 C Indirect
679,847 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Shares 13,150 Indirect By Trusts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Shares Class B Common Shares $0.00 71,905 71,905 Direct
Class A Common Shares Class B Common Shares $0.00 4,291,995 4,291,995 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
71,905 71,905 Direct
4,291,995 4,291,995 Indirect
Footnotes
  1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $68.25 to $68.70. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  2. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $67.85 to $68.20. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  3. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $67.80 to $68.48. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  4. Class B common shares convert to Class A common shares on a one-for-one basis.
  5. The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.