Filing Details
- Accession Number:
- 0001140361-12-048958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 17:17:35
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 17:17:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878726 | Tuesday Morning Corp | TUES | Retail-Variety Stores (5331) | 752398532 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349005 | R Steven Becker | 500 Crescent Court Suite 230 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-26 | 4,300 | $5.74 | 3,638,535 | No | 4 | P | Indirect | See Footnotes 2 and 3. |
Common Stock | Acquisiton | 2012-11-27 | 200 | $5.74 | 3,638,735 | No | 4 | P | Indirect | See Footnotes 2 and 3. |
Common Stock | Acquisiton | 2012-11-28 | 200 | $5.75 | 3,638,935 | No | 4 | P | Indirect | See Footnotes 2 and 3. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes 2 and 3. |
No | 4 | P | Indirect | See Footnotes 2 and 3. |
No | 4 | P | Indirect | See Footnotes 2 and 3. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,186 | Direct |
Footnotes
- Represents shares of common stock ("Common Stock"), par value $0.01 per share, of Tuesday Morning Corporation (the "Issuer") directly beneficially owned by Becker Drapkin Management, L.P. ("BD Management") on behalf of a managed account (the "Managed Account") and purchased pursuant to a 10b5-1 plan.
- Represents shares of Common Stock directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,379,894 shares), Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (191,517 shares), BD Partners V, L.P. ("BD Partners V") (808,221 shares) and BD Management on behalf of the Managed Account (1,259,303 shares). (continued in Footnote 3).
- Mr. Becker may be deemed to beneficially own such shares of Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Becker is a limited partner), and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP, Becker Drapkin, L.P. and BD Partners V. BD Management is also the investment manager for the Managed Account. Mr. Becker disclaims beneficial ownership in such shares of Common Stock except to the extent of his pecuniary interest therein.
- Represents shares of restricted stock, 8,886 shares of which have vested and 8,300 shares which vest on November 4, 2013. All of such shares were granted pursuant to the Tuesday Morning Corporation 2004 Long-Term Equity Incentive Plan.