Filing Details
- Accession Number:
- 0001209191-12-054793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 16:24:40
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 16:24:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
937378 | N C Reddy | C/O Alliance Semiconductor Corp. 2900 Lakeside Drive, Suite 229 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-26 | 50,155 | $33.82 | 60,425 | No | 4 | S | Indirect | See footnote 3 |
Common Stock | Disposition | 2012-11-27 | 12,300 | $34.43 | 48,125 | No | 4 | S | Indirect | See footnote 6 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote 3 |
No | 4 | S | Indirect | See footnote 6 |
Footnotes
- Shares were sold ranging from $33.02 per share to $34.23 per share.
- Both direct and indirect holding. See footnote 3.
- Of the 60,425 shares beneficially owned by Mr. C.N. Reddy, 2,733 shares were owned directly by C.N. Reddy, and 57,692 shares are owned indirectly by Mr. C.N. Reddy through multiple partnerships. The reporting person, who is a general partner of Solar Ventures Partners LP, Scenic Capital, and Scenic Investments LP, disclaims beneficial ownership of the shares held by the above partnerships, except to his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- Shares were sold ranging from $34.42 per share to $34.43 per share.
- Both direct and indirect holding. See footnote 6.
- Of the 48,125 shares beneficially owned by Mr. C.N. Reddy, 2,733 shares were owned directly by C.N. Reddy, and 45,392 shares are owned indirectly by Mr. C.N. Reddy through multiple partnerships. The reporting person, who is a general partner of Solar Ventures Partners LP, Scenic Capital, and Scenic Investments LP, disclaims beneficial ownership of the shares held by the above partnerships, except to his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.