Filing Details

Accession Number:
0001209191-12-054793
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 16:24:40
Reporting Period:
2012-11-26
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 16:24:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937378 N C Reddy C/O Alliance Semiconductor Corp.
2900 Lakeside Drive, Suite 229
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-26 50,155 $33.82 60,425 No 4 S Indirect See footnote 3
Common Stock Disposition 2012-11-27 12,300 $34.43 48,125 No 4 S Indirect See footnote 6
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote 3
No 4 S Indirect See footnote 6
Footnotes
  1. Shares were sold ranging from $33.02 per share to $34.23 per share.
  2. Both direct and indirect holding. See footnote 3.
  3. Of the 60,425 shares beneficially owned by Mr. C.N. Reddy, 2,733 shares were owned directly by C.N. Reddy, and 57,692 shares are owned indirectly by Mr. C.N. Reddy through multiple partnerships. The reporting person, who is a general partner of Solar Ventures Partners LP, Scenic Capital, and Scenic Investments LP, disclaims beneficial ownership of the shares held by the above partnerships, except to his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  4. Shares were sold ranging from $34.42 per share to $34.43 per share.
  5. Both direct and indirect holding. See footnote 6.
  6. Of the 48,125 shares beneficially owned by Mr. C.N. Reddy, 2,733 shares were owned directly by C.N. Reddy, and 45,392 shares are owned indirectly by Mr. C.N. Reddy through multiple partnerships. The reporting person, who is a general partner of Solar Ventures Partners LP, Scenic Capital, and Scenic Investments LP, disclaims beneficial ownership of the shares held by the above partnerships, except to his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.