Filing Details
- Accession Number:
- 0001181431-12-060809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 15:45:49
- Reporting Period:
- 2010-12-29
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 15:45:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064015 | Ameritrans Capital Corp | AMTC | () | 522102424 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320441 | C Robert Ammerman | C/O Capital Resource Partners 31 State Street Boston MA 02109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-11-01 | 500 | $2.50 | 33,999 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-11-09 | 3,000 | $7.00 | 36,999 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-11-09 | 4,245 | $7.00 | 71,055 | No | 4 | P | Indirect | See footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-11-12 | 1,000 | $7.00 | 72,055 | No | 4 | P | Indirect | See footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-11-19 | 2,000 | $6.75 | 74,055 | No | 4 | P | Indirect | See footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-11-19 | 500 | $6.10 | 37,449 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-25 | 2,488 | $0.10 | 2,488 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2012-10-12 | 5,000 | $0.10 | 7,488 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2012-11-01 | 24,119 | $0.28 | 31,607 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
- Shares held indirectly are held by the reporting person's IRA and by his foundation.
- Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $0.20 to $0.30, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.