Filing Details
- Accession Number:
- 0001181431-12-060805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 15:40:08
- Reporting Period:
- 2010-12-29
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 15:40:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1064015 | Ameritrans Capital Corp | AMTC | () | 522102424 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320441 | C Robert Ammerman | C/O Capital Resource Partners 31 State Street Boston MA 02109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-10-17 | 568 | $5.00 | 62,074 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-10-25 | 400 | $4.25 | 62,474 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-10-26 | 172 | $4.25 | 62,646 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-10-31 | 1,428 | $4.25 | 62,074 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-02 | 18 | $4.00 | 64,092 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-04 | 50 | $4.00 | 64,142 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-07 | 500 | $4.00 | 64,642 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-09 | 225 | $4.00 | 64,867 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-10 | 300 | $4.00 | 65,167 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-14 | 20 | $4.00 | 65,187 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-15 | 100 | $4.00 | 62,287 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2011-11-22 | 1,523 | $2.50 | 66,810 | No | 4 | P | Indirect | See Footnote |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-05-16 | 1,000 | $1.00 | 25,000 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-05-23 | 2,500 | $1.10 | 27,500 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-05-31 | 1,500 | $1.25 | 29,000 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-07-18 | 250 | $1.10 | 29,250 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-08-10 | 794 | $1.10 | 30,044 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-08-14 | 60 | $1.10 | 30,104 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-09-05 | 520 | $1.10 | 30,624 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-09-07 | 1,375 | $1.10 | 31,999 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-09-11 | 200 | $1.10 | 32,199 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-10-22 | 1,200 | $1.18 | 33,399 | No | 4 | P | Direct | |
9 3/8% Cumulative Participating Redeemable Preferred Stock | Acquisiton | 2012-10-25 | 100 | $1.22 | 33,499 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
- Shares held indirectly are held by the reporting person's IRA and by his foundation.