Filing Details

Accession Number:
0001284587-12-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-28 12:20:39
Reporting Period:
2012-11-26
Filing Date:
2012-11-28
Accepted Time:
2012-11-28 12:20:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208759 A Kenneth Boerger 300 Madison Avenue
Po Box 10060
Toledo OH 43699-0060
Vice President & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-26 732 $1.07 27,797 No 4 M Direct
Common Stock Disposition 2012-11-26 732 $19.20 27,065 No 4 S Direct
Common Stock Acquisiton 2012-11-26 300 $1.07 27,365 No 4 M Direct
Common Stock Disposition 2012-11-26 300 $19.21 27,065 No 4 S Direct
Common Stock Acquisiton 2012-11-26 300 $1.07 27,365 No 4 M Direct
Common Stock Disposition 2012-11-26 300 $19.24 27,065 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-26 300 $19.21 300 $1.07
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-26 300 $19.24 300 $1.07
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-11-26 732 $19.20 732 $1.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,363 2010-02-12 2019-02-12 No 4 M Direct
2,063 2010-02-12 2019-02-12 No 4 M Direct
1,331 2010-02-12 2019-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,071 Indirect by 401(k) plan
Common Stock 58 Indirect by Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $10.13 2011-02-11 2020-02-11 2,863 2,863 Direct
Common Stock Non-Qualified Stock Option (right to buy) $11.79 2006-12-08 2015-12-08 5,285 5,285 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.80 2017-02-17 5,046 5,046 Direct
Common Stock Non-Qualified Stock Option (right to buy) $13.95 2013-02-17 2022-02-17 3,151 3,151 Direct
Common Stock Non-Qualified Stock Option (right to buy) $15.35 2009-02-15 2018-02-15 2,283 2,283 Direct
Common Stock Non-Qualified Stock Option (right to buy) $17.00 2012-02-10 2021-02-10 2,470 2,470 Direct
Common Stock Non-Qualified Stock Option (right to buy) $20.39 2005-12-10 2014-12-11 5,285 5,285 Direct
Common Stock Non-Qualified Stock Option (right to buy) $23.93 2003-11-20 2012-11-21 7,250 7,250 Direct
Common Stock Non-Qualified Stock Option (right to buy) $28.53 2004-12-15 2013-12-16 4,785 4,785 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-11 2,863 2,863 Direct
2015-12-08 5,285 5,285 Direct
2017-02-17 5,046 5,046 Direct
2022-02-17 3,151 3,151 Direct
2018-02-15 2,283 2,283 Direct
2021-02-10 2,470 2,470 Direct
2014-12-11 5,285 5,285 Direct
2012-11-21 7,250 7,250 Direct
2013-12-16 4,785 4,785 Direct
Footnotes
  1. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  2. The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
  3. There were two grants on February 16, 2007. The grant of 2,586 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 2,460 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
  4. On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.