Filing Details
- Accession Number:
- 0001181431-12-060762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 12:17:00
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 12:17:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277631 | Forest Baskett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-26 | 2,000,000 | $0.00 | 7,038,379 | No | 4 | J | Indirect | See Note 2 |
Common Stock | Acquisiton | 2012-11-26 | 20,000 | $0.00 | 20,000 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Disposition | 2012-11-26 | 20,000 | $0.00 | 0 | No | 4 | J | Indirect | See Note 4 |
Common Stock | Acquisiton | 2012-11-26 | 971 | $0.00 | 971 | No | 4 | J | Indirect | See Note 7 |
Common Stock | Disposition | 2012-11-27 | 971 | $24.15 | 0 | No | 4 | S | Indirect | See Note 7 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Note 2 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 4 |
No | 4 | J | Indirect | See Note 7 |
No | 4 | S | Indirect | See Note 7 |
Footnotes
- New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 2,000,000 shares of common stock of the Issuer to its general partner and its limited partners on November 26, 2012.
- The Reporting Person is a manager of NEA 12 GP, LLC ("NEA 12 LLC"), which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934 (the "1934 Act"), as amended, or otherwise of the shares held by NEA 12, except to the extent of his pecuniary interest therein.
- NEA Partners 12 received 20,000 shares of common stock of the Issuer in the distribution by NEA 12 on November 26, 2012.
- The Reporting Person is a manager of NEA 12 LLC, which is the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by NEA Partners 12, except to the extent of his pecuniary interest therein.
- NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 20,000 shares of common stock of the Issuer to its limited partners on November 26, 2012.
- The Baskett Family Trust u/a dtd 10/12/10 (the "Baskett Trust") received 971 shares of common stock of the Issuer in the distribution by NEA Partners 12.
- The Reporting Person is the trustee of the Baskett Trust, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of the shares held by the Baskett Trust, except to the extent of his pecuniary interest therein.