Filing Details
- Accession Number:
- 0000060667-12-000207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 11:42:02
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 11:42:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60667 | Lowes Companies Inc | LOW | Retail-Lumber & Other Building Materials Dealers (5211) | 560578072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257629 | A Marshall Croom | 1000 Lowe'S Boulevard Mooresville NC 28117 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-26 | 22,000 | $34.16 | 92,519 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-26 | 22,000 | $34.90 | 70,519 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-26 | 14,000 | $32.21 | 84,519 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-26 | 14,000 | $34.82 | 70,519 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-26 | 12,667 | $15.84 | 83,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-26 | 12,667 | $35.05 | 70,519 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-26 | 8,333 | $23.98 | 78,852 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-26 | 8,333 | $35.09 | 70,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-26 | 12,667 | $0.00 | 12,667 | $15.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-26 | 8,333 | $0.00 | 8,333 | $23.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-26 | 14,000 | $0.00 | 14,000 | $32.21 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-26 | 22,000 | $0.00 | 22,000 | $34.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-01 | No | 4 | M | Direct | |
| 16,667 | 2017-03-01 | No | 4 | M | Direct | |
| 0 | 2014-03-01 | No | 4 | M | Direct | |
| 0 | 2013-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,369 | Indirect | by 401(k) Plan |
| Common Stock | 840 | Indirect | by IRA |
Footnotes
- Direct holdings include 467 shares acquired under the Lowe's Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $34.84 to $34.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $34.805 to $34.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $34.96 to $35.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $35.09 to $35.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests in three annual installments beginning on March 1, 2010.
- The option vests in three annual installments beginning on March 1, 2011.
- The option vests in three annual installments beginning on March 1, 2008.
- The option vests in three annual installments beginning on March 1, 2007.
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