Filing Details
- Accession Number:
- 0000914317-12-001557
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-28 11:32:04
- Reporting Period:
- 2012-11-27
- Filing Date:
- 2012-11-28
- Accepted Time:
- 2012-11-28 11:32:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1485001 | Oneida Financial Corp. | ONFC | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201821 | Eric Stickels | 182 Main Street Oneida NY 13421 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-27 | 948 | $11.03 | 38,012 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,820 | Indirect | By 401k Plan |
Common Stock | 513 | Indirect | By Daughter |
Common Stock | 731 | Direct | |
Common Stock | 13,312 | Indirect | By ESOP |
Common Stock | 2,765 | Indirect | By Wife |
Common Stock | 7,732 | Indirect | By Wife 401k Plan |
Common Stock | 4,369 | Indirect | By Wife ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Onfc Common Stock | common stock | $10.30 | 2013-07-24 | 2022-07-24 | 20,000 | 20,000 | Direct |
Onfc Common Stock | common stock | $10.30 | 2013-07-24 | 2022-07-24 | 7,500 | 7,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-07-24 | 20,000 | 20,000 | Direct |
2022-07-24 | 7,500 | 7,500 | Indirect |
Footnotes
- HSA Account
- Stock options vest at a rate of 20% per year commencing on July 24, 2013.