Filing Details

Accession Number:
0001127602-12-032144
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-27 19:18:51
Reporting Period:
2012-11-23
Filing Date:
2012-11-27
Accepted Time:
2012-11-27 19:18:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1472787 First American Financial Corp FAF Title Insurance (6361) 261911571
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235820 D Kenneth Degiorgio 1 First American Way
Santa Ana CA 92707
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-23 10,480 $11.32 304,197 No 4 M Direct
Common Stock Acquisiton 2012-11-23 7,500 $11.32 311,697 No 4 M Direct
Common Stock Acquisiton 2012-11-23 41,323 $20.40 353,020 No 4 M Direct
Common Stock Acquisiton 2012-11-23 9,922 $16.02 362,942 No 4 M Direct
Common Stock Acquisiton 2012-11-23 33,771 $13.63 396,713 No 4 M Direct
Common Stock Disposition 2012-11-23 102,996 $23.50 293,717 No 4 S Direct
Common Stock Acquisiton 2012-11-27 2,980 $11.32 296,697 No 4 M Direct
Common Stock Acquisiton 2012-11-27 5,258 $20.40 301,955 No 4 M Direct
Common Stock Acquisiton 2012-11-27 57,618 $16.02 359,573 No 4 M Direct
Common Stock Disposition 2012-11-27 65,856 $23.50 293,717 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-23 10,480 $0.00 10,480 $11.32
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-23 7,500 $0.00 7,500 $11.32
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-23 41,323 $0.00 41,323 $20.40
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-23 9,922 $0.00 9,922 $16.02
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-23 33,771 $0.00 33,771 $13.63
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-27 2,980 $0.00 2,980 $11.32
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-27 5,258 $0.00 5,258 $20.40
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-27 57,618 $0.00 57,618 $16.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-03-12 2013-03-12 No 4 M Direct
2,980 2004-04-01 2013-04-01 No 4 M Direct
5,258 2006-12-08 2015-12-08 No 4 M Direct
57,618 2009-11-18 2013-06-04 No 4 M Direct
0 2009-11-18 2013-12-22 No 4 M Direct
0 2004-04-01 2013-04-01 No 4 M Direct
0 2006-12-08 2015-12-08 No 4 M Direct
0 2009-11-18 2013-06-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 120 Indirect By 401(k) Plan Trust
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.50 to $23.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Includes 6,411 unvested restricted stock units ("RSUs") acquired in a pro rata distribution by The First American Corporation ("FAC") on account of an original grant of 12,121 FAC RSUs, of which 7,819 were unvested at the time of the distribution and shares acquired through automatic dividend reinvestment. The vesting schedule of the FAC RSUs, vesting in five equal annual increments commencing 3/4/09, the first anniversary of the grant, has been carried over to the issuer RSUs.
  4. Includes 13,492 unvested RSUs acquired in a pro rata distribution by FAC on account of an original grant of 13,346 FAC RSUs, of which 11,077 were unvested at the time of the distribution and shares acquired through automatic dividend reinvestment. The vesting schedule of the FAC RSUs, vesting in five equal annual increments commencing 3/4/10, the first anniversary of the grant, has been carried over to the issuer RSUs.
  5. Includes 28,778 unvested RSUs acquired in a pro rata distribution by FAC on account of an original grant of 19,620 FAC RSUs, of which 19,737 were unvested at the time of the distribution and shares acquired through automatic dividend reinvestment. The vesting schedule of the FAC RSUs, vesting in five equal annual increments commencing 3/3/11, the first anniversary of the grant, has been carried over to the issuer RSUs.
  6. Includes 29,454 unvested RSUs acquired pursuant to an original grant of 28,594 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal increments commencing 3/3/12, the first anniversary of the grant. However, receipt of vested RSUs has been deferred five years, in each vesting instance.
  7. Includes 22,107 unvested RSUs acquired pursuant to an original grant of 21,464 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal increments commencing 3/31/12, the first anniversary of the grant. However, receipt of vested RSUs has been deferred five years, in each vesting instance.
  8. Includes 48,039 unvested RSUs acquired pursuant to an original grant of 47,434 RSUs and shares acquired through automatic dividend reinvestment, vesting in four equal increments commencing 2/28/13, the first anniversary of the grant.
  9. Includes 103,573 unvested RSUs acquired pursuant to an original grant of 99,290 performance based restricted stock units and shares acquired through automatic dividend reinvestment, which vest in three equal annual increments commencing on 6/1/13, the third anniversary of the grant, pursuant to the Form of Restricted Stock Unit Award Agreement filed as Exhibit 10(i) to the issuer's Quarterly Report on Form 10-Q for the period ended June 30, 2010.
  10. Amount shown consists of shares contributed by issuer as company match, shares purchased for the reporting person's account and shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement in transactions exempt under rules 16a-3(f)(1)(i)(B) and 16b-3(c).
  11. The vesting schedule of the FAC option, vesting in five equal annual increments commencing 3/12/04, the first anniversary of the grant, has been carried over to the issuer options.
  12. The vesting schedule of the FAC option, vesting in five equal annual increments commencing 4/1/04, the first anniversary of the grant, has been carried over to the issuer options.
  13. The vesting schedule of the FAC option, vesting in five equal annual increments commencing 12/8/06, the first anniversary of the grant, has been carried over to the issuer options.
  14. The vesting schedule of the FAC option, which fully vested on 11/18/09, has been carried over to the issuer options.