Filing Details
- Accession Number:
- 0001181431-12-060652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-27 16:25:42
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-27
- Accepted Time:
- 2012-11-27 16:25:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1408278 | Synacor Inc. | SYNC | Services-Computer Programming, Data Processing, Etc. (7370) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | One California Street 28Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1050191 | Pacven Walden Ventures Iv, L.p. | One California Street 28Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1134344 | Walden Edb Partners Ii Lp | One California Street 28Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1290076 | Pacven Walden Management Co. Ltd. | One California Street 28Th Floor San Francisco CA 94111 | Yes | No | Yes | No | |
1293768 | Andrew Kau | C/O Walden International 361 Lytton Avenue, 2Nd Floor Palo Alto CA 94301 | Yes | No | No | No | |
1339187 | Pacven Walden Management Ii, L.p. | One California Street 28Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1339191 | Pacven Walden Ventures Iv Associates Fund, L.p. | One California Street 28Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1417249 | Wiig Management Co. Ltd. | One California Street, 28Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1417250 | Wiig-Tdf Partners Llc | One California Street 28Th Floor San Francisco CA 94111 | No | No | Yes | No | |
1541595 | Walden Management, Llc | One California Street 28Th Floor San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-26 | 45,600 | $5.05 | 4,001,420 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- The shares sold were owned directly by WIIG-TDF Partners LLC ("WIIG-TDF").
- Pacven Walden Management Co., Ltd. ("Pacven Walden Management"), the Designated Filer, is (i) the general partner of Pacven Walden Management II, L.P., which is the general partner of Pacven Walden Ventures IV Associates Fund L.P. ("Pacven IV Associates Fund") and Pacven Walden Ventures IV, L.P. ("Pacven IV") and (ii) the manager of Walden Management, LLC, which is the manager of EDB II. Lip-Bu Tan is the sole director of Pacven Walden Management and shares voting and investment power with respect to the shares held by EDB II with Andrew Kau and shares voting and investment power with respect to the shares held by Pacven IV Associates Fund and Pacven IV with the other members of the Investment Committee of Pacven Walden Management. The members of such Investment Committee are Lip-Bu Tan, Andrew Kau, Hock Voon Loo and Brian Chiang. Each such person disclaims beneficial ownership of the shares except to the extent of his or her pecuniary interest.
- The manager of WIIG-TDF is WIIG Management Co. Ltd. Lip-Bu Tan is the sole director of WIIG Management Co. Ltd and shares investment and voting power with respect to the shares held by WIIG-TDF with Andrew Kau. Each reporting person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.05 to $5.10, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- 70,846 of the shares are directly owned by Pacven IV Associates Fund, 3,804,292 of the shares are directly owned by Pacven IV, 63,441 of the shares are directly owned by WIIG-TDF and 62,841 of the shares are directly owned by EDB II.