Filing Details
- Accession Number:
- 0001209191-12-054602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-27 15:34:53
- Reporting Period:
- 2012-11-23
- Filing Date:
- 2012-11-27
- Accepted Time:
- 2012-11-27 15:34:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397911 | Lpl Financial Holdings Inc. | LPLA | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 203717839 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1405364 | L Stephanie Brown | C/O Lpl Financial Holdings Inc. 75 State Street, 24Th Floor Boston MA 02109 | Md & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-23 | 32,056 | $27.00 | 584,419 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2012.
Billionaire Hedge Funds
