Filing Details

Accession Number:
0001209191-12-054593
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-27 14:05:36
Reporting Period:
2012-11-23
Filing Date:
2012-11-27
Accepted Time:
2012-11-27 14:05:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191177 Jr A John Pratt C/O 21 Scarsdale Road
Yonkers NY 10707
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-01-24 1,302 $0.00 0 No 5 W Indirect by Spouse IRA
Common Stock Acquisiton 2012-01-24 1,302 $0.00 6,979 No 5 W Indirect by IRA
Common Stock Disposition 2012-02-15 9,605 $0.00 0 No 5 J Indirect by Profit Sharing Plan
Common Stock Acquisiton 2012-02-15 9,605 $0.00 9,605 No 5 J Indirect by SEP IRA
Common Stock Disposition 2012-02-15 6,979 $0.00 0 No 5 J Indirect by IRA
Common Stock Acquisiton 2012-02-15 6,979 $0.00 16,584 No 5 J Indirect by SEP IRA
Common Stock Disposition 2012-11-12 24,222 $0.00 0 No 5 W Indirect by Spouse
Common Stock Acquisiton 2012-11-12 24,222 $0.00 24,222 No 5 W Indirect by Trust - Co-Trustee
Common Stock Disposition 2012-11-23 7,661 $14.80 8,923 No 4 S Indirect by SEP IRA
Common Stock Disposition 2012-11-26 8,623 $14.68 300 No 4 S Indirect by SEP IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 W Indirect by Spouse IRA
No 5 W Indirect by IRA
No 5 J Indirect by Profit Sharing Plan
No 5 J Indirect by SEP IRA
No 5 J Indirect by IRA
No 5 J Indirect by SEP IRA
No 5 W Indirect by Spouse
No 5 W Indirect by Trust - Co-Trustee
No 4 S Indirect by SEP IRA
No 4 S Indirect by SEP IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 88,458 Direct
Common Stock 550 Indirect by adult son as custodian
Common Stock 4,400 Indirect by spouse of adult son
Common Stock 1,945 Indirect by IRA held by spouse of adult son
Footnotes
  1. Reporting Person was beneficiary of spouse's IRA.
  2. Transfer of stock from profit sharing plan to SEP IRA.
  3. Transfer of stock from IRA to SEP IRA.
  4. Transfer of Spouse of Reporting Person's holdings into a disclaimer trust of which the Reporting Person is a co-trustee and beneficiary.
  5. Shares held by adult son of Reporting Person as custodian for each of two grandchildren of Reporting Person (275 shares each), all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.
  6. Shares held by spouse of adult son of Reporting Person, both residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.
  7. Shares held in an IRA by spouse of adult son of Reporting Person, both residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.