Filing Details
- Accession Number:
- 0001209191-12-054591
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-11-27 13:51:34
- Reporting Period:
- 2011-12-09
- Filing Date:
- 2012-11-27
- Accepted Time:
- 2012-11-27 13:51:34
- Original Submission Date:
- 2011-12-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191177 | Jr A John Pratt | C/O 21 Scarsdale Road Yonkers NY 10707 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-11-03 | 115 | $0.00 | 5,161 | No | 5 | J | Indirect | by IRA |
Common Stock | Acquisiton | 2011-11-03 | 115 | $0.00 | 102,235 | No | 5 | J | Direct | |
Common Stock | Disposition | 2011-11-03 | 20 | $0.00 | 1,184 | No | 5 | J | Indirect | by Spouse IRA |
Common Stock | Acquisiton | 2011-11-03 | 20 | $0.00 | 22,020 | No | 5 | J | Indirect | by Spouse |
Common Stock | Acquisiton | 2011-12-05 | 10,223 | $0.00 | 112,458 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2011-12-05 | 516 | $0.00 | 5,677 | No | 5 | J | Indirect | by IRA |
Common Stock | Acquisiton | 2011-12-05 | 2,202 | $0.00 | 24,222 | No | 5 | J | Indirect | by Spouse |
Common Stock | Acquisiton | 2011-12-05 | 118 | $0.00 | 1,302 | No | 5 | J | Indirect | by Spouse IRA |
Common Stock | Disposition | 2011-12-09 | 1,523 | $19.80 | 110,935 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 27 | $19.83 | 110,908 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 485 | $19.86 | 110,423 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 2,524 | $19.85 | 107,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 313 | $19.87 | 107,586 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 1,209 | $19.88 | 106,377 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-12-09 | 1,023 | $19.89 | 105,354 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-12-09 | 4,896 | $19.90 | 100,458 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | by IRA |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by Spouse IRA |
No | 5 | J | Indirect | by Spouse |
No | 5 | J | Direct | |
No | 5 | J | Indirect | by IRA |
No | 5 | J | Indirect | by Spouse |
No | 5 | J | Indirect | by Spouse IRA |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Amendment to the date of distributions from IRA's and subsequent acquistions.
- Required distribution from IRA - change in beneficial ownership.
- Reporting Person's Spouse required distribution from IRA - change in beneficial ownership
- Stock dividend of .10 share of common stock for each share held that was paid on 12/05/2011.
- Amendment to the amount of shares held at close of business on 11/23/2011, thus subject to the stock dividend paid on 12/05/2011.
- Amount reflects stock dividend of .10 share of common stock for each share held at close of business on 11/23/2011, that was paid on 12/05/2011.
- Amendment to the amount of shares held after stock dividend paid on 12/05/2011.