Filing Details
- Accession Number:
- 0001127602-12-032094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-27 11:21:22
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-27
- Accepted Time:
- 2012-11-27 11:21:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243482 | S Howard Frank | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Vice Chairman & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-11-26 | 100,816 | $38.50 | 124,406 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,794 | Indirect | Howard S. Frank Grat #5 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $38.40 to $38.60. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired pursuant to purchase under, or the dividend reinvestment feature of, the Carnival Corporation Employee Stock Purchase Plan.
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